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STOEHR, CARSTEN HIDEKI ALOIS

HKMA AF6111HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

STOEHR, CARSTEN HIDEKI ALOIS (HKMA registration number AF6111) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SUMITOMO MITSUI BANKING CORPORATION. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
SUMITOMO MITSUI BANKING CORPORATIONRA 1 Type 1: dealing in securitiesYesMANAGING EXECUTIVE OFFICER, DEPUTY HEAD OF ASIA PACIFIC DIVISION2024-04-04
SUMITOMO MITSUI BANKING CORPORATIONRA 4 Type 4: advising on securitiesYesMANAGING EXECUTIVE OFFICER, DEPUTY HEAD OF ASIA PACIFIC DIVISION2024-04-04
SUMITOMO MITSUI BANKING CORPORATIONRA 6 Type 6: advising on corporate financeYesMANAGING EXECUTIVE OFFICER, DEPUTY HEAD OF ASIA PACIFIC DIVISION2024-04-04

Business Address

Registered InstitutionSFC CE No.Address
SUMITOMO MITSUI BANKING CORPORATIONAIU4728/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 16 Oct 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution SUMITOMO MITSUI BANKING CORPORATION Effective Date 16 Oct 2024 --> Description --> For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of SUMITOMO MITSUI BANKING CORPORATION not subject to a similar condition.

Registration History (4)

2024-10-16 – present Current
SUMITOMO MITSUI BANKING CORPORATION Executive Officer
RA 1 RA 4 RA 6
2024-04-04 – 2024-10-15
SUMITOMO MITSUI BANKING CORPORATION
RA 1 RA 4 RA 6
2013-03-21 – 2015-11-17
STANDARD CHARTERED BANK (HONG KONG) LIMITED Executive Officer
RA 1 RA 4 RA 6
2012-06-01 – 2013-03-20
STANDARD CHARTERED BANK (HONG KONG) LIMITED
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF6111