SU, CHIN (HKMA registration number AF5664) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF AMERICA, NATIONAL ASSOCIATION. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 1 Type 1: dealing in securities | Yes | MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING | 2012-04-17 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 4 Type 4: advising on securities | Yes | MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING | 2012-04-17 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 6 Type 6: advising on corporate finance | No | MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING | 2012-04-17 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | AAK796 | 55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG. |