SU, CHIN（HKMA 註冊編號 AF5664）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF AMERICA, NATIONAL ASSOCIATION 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 1 Type 1: dealing in securities | 是 | MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING | 2012-04-17 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 4 Type 4: advising on securities | 是 | MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING | 2012-04-17 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 6 Type 6: advising on corporate finance | 否 | MANAGING DIRECTOR, HEAD OF ASIA PACIFIC RATES & CURRENCIES TRADING | 2012-04-17 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | AAK796 | 55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG. |