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CHAN, CLIFF WAI KIN

陳維堅
HKMA AF4590HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

CHAN, CLIFF WAI KIN (HKMA registration number AF4590) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DAH SING BANK, LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DAH SING BANK, LIMITEDRA 1 Type 1: dealing in securitiesYesEXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT2012-01-28
DAH SING BANK, LIMITEDRA 4 Type 4: advising on securitiesYesEXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT2012-01-28
DAH SING BANK, LIMITEDRA 9 Type 9: asset managementYesEXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT2022-04-19

Business Address

Registered InstitutionSFC CE No.Address
DAH SING BANK, LIMITEDAAK56526/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution DAH SING BANK, LIMITED Effective Date 19 Apr 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution DAH SING BANK, LIMITED Effective Date 19 Apr 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DAH SING BANK, LIMITED not subject to a similar condition.

Registration History (3)

2022-04-19 – present Current
DAH SING BANK, LIMITED Executive Officer
RA 9
2012-06-28 – present Current
DAH SING BANK, LIMITED Executive Officer
RA 1 RA 4
2012-01-28 – 2012-06-27
DAH SING BANK, LIMITED
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF4590