CHAN, CLIFF WAI KIN
陳維堅
HKMA AF4590HKMA 有關人士現時已註冊主管人員 (EO)
CHAN, CLIFF WAI KIN（HKMA 註冊編號 AF4590）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DAH SING BANK, LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| DAH SING BANK, LIMITED | RA 1 Type 1: dealing in securities | 是 | EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT | 2012-01-28 |
| DAH SING BANK, LIMITED | RA 4 Type 4: advising on securities | 是 | EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT | 2012-01-28 |
| DAH SING BANK, LIMITED | RA 9 Type 9: asset management | 是 | EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT | 2022-04-19 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution DAH SING BANK, LIMITED Effective Date 19 Apr 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution DAH SING BANK, LIMITED Effective Date 19 Apr 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of DAH SING BANK, LIMITED not subject to a similar condition.
註冊紀錄 Registration History (3)
2012-06-28 – 現時 現職
RA 1 RA 4
2012-01-28 – 2012-06-27
RA 1 RA 4