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NG, SZE MAN

吳施敏
HKMA AF3835HKMA Relevant IndividualCurrently registeredExecutive Officer

NG, SZE MAN (HKMA registration number AF3835) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK SINOPAC. Has been engaged at 6 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK SINOPACRA 1 Type 1: dealing in securitiesYesASSISTANT VICE PRESIDENT2023-07-14
BANK SINOPACRA 4 Type 4: advising on securitiesYesASSISTANT VICE PRESIDENT2023-07-14

Business Address

Registered InstitutionSFC CE No.Address
BANK SINOPACABR74726/F, CENTRAL TOWER, 28 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.

Registration History (7)

2024-08-23 – present Current
BANK SINOPAC Executive Officer
RA 1 RA 4
2023-07-14 – 2024-08-22
RA 1 RA 4
2021-01-05 – 2021-04-13
RA 1 RA 4
2017-09-15 – 2018-12-07
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
RA 1 RA 2
2016-09-30 – 2017-08-11
RA 1 RA 4
2013-08-24 – 2016-09-30
BNP PARIBAS WEALTH MANAGEMENT
RA 1 RA 4
2011-11-18 – 2013-08-18
RA 1