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NYE, ADRIAN JOHN

HKMA AF3070HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

NYE, ADRIAN JOHN (HKMA registration number AF3070) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CITIBANK, N.A.. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CITIBANK, N.A.RA 1 Type 1: dealing in securitiesYesASIA NORTH, AUSTRALIA & JAPAN HEAD, ISSUER SERVICES2012-07-12
CITIBANK, N.A.RA 6 Type 6: advising on corporate financeYesASIA NORTH, AUSTRALIA & JAPAN HEAD, ISSUER SERVICES2011-09-23

Business Address

Registered InstitutionSFC CE No.Address
CITIBANK, N.A.AAP93750TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CITIBANK, N.A. Effective Date 03 Oct 2014 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (3)

2014-10-03 – present Current
CITIBANK, N.A. Executive Officer
RA 1 RA 6
2012-07-12 – 2014-10-02
CITIBANK, N.A.
RA 1
2011-09-23 – 2014-10-02
CITIBANK, N.A.
RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF3070