NYE, ADRIAN JOHN
HKMA AF3070HKMA 有關人士現時已註冊主管人員 (EO)
NYE, ADRIAN JOHN（HKMA 註冊編號 AF3070）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CITIBANK, N.A. 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| CITIBANK, N.A. | RA 1 Type 1: dealing in securities | 是 | ASIA NORTH, AUSTRALIA & JAPAN HEAD, ISSUER SERVICES | 2012-07-12 |
| CITIBANK, N.A. | RA 6 Type 6: advising on corporate finance | 是 | ASIA NORTH, AUSTRALIA & JAPAN HEAD, ISSUER SERVICES | 2011-09-23 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution CITIBANK, N.A. Effective Date 03 Oct 2014 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
註冊紀錄 Registration History (3)
2014-10-03 – 現時 現職
RA 1 RA 6
2012-07-12 – 2014-10-02
RA 1
2011-09-23 – 2014-10-02
RA 6