CHEN, KUAN TING SHERRY

陳冠婷

HKMA AF2933HKMA Relevant IndividualCurrently registeredExecutive Officer

CHEN, KUAN TING SHERRY (HKMA registration number AF2933) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BARCLAYS BANK PLC. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BARCLAYS BANK PLC	RA 1 Type 1: dealing in securities	Yes	MANAGING DIRECTOR (BANKING)	2011-09-15
BARCLAYS BANK PLC	RA 6 Type 6: advising on corporate finance	Yes	MANAGING DIRECTOR (BANKING)	2011-09-15

Business Address

Registered Institution	SFC CE No.	Address
BARCLAYS BANK PLC	AAJ160	41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BARCLAYS BANK PLC Effective Date 23 Dec 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution BARCLAYS BANK PLC Effective Date 23 Dec 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (2)

2025-12-23 – present Current

BARCLAYS BANK PLC Executive Officer

RA 1 RA 6

2011-09-15 – 2025-12-22

BARCLAYS BANK PLC

RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF2933