CHEN, KUAN TING SHERRY
陳冠婷
HKMA AF2933HKMA 有關人士現時已註冊主管人員 (EO)
CHEN, KUAN TING SHERRY（HKMA 註冊編號 AF2933）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BARCLAYS BANK PLC 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| BARCLAYS BANK PLC | RA 1 Type 1: dealing in securities | 是 | MANAGING DIRECTOR (BANKING) | 2011-09-15 |
| BARCLAYS BANK PLC | RA 6 Type 6: advising on corporate finance | 是 | MANAGING DIRECTOR (BANKING) | 2011-09-15 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BARCLAYS BANK PLC Effective Date 23 Dec 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution BARCLAYS BANK PLC Effective Date 23 Dec 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
註冊紀錄 Registration History (2)
2025-12-23 – 現時 現職
RA 1 RA 6
2011-09-15 – 2025-12-22
RA 1 RA 6