Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU, TAK HO

劉德豪
HKMA AD0114HKMA Relevant IndividualCurrently registered

LIU, TAK HO (HKMA registration number AD0114) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF COMMUNICATIONS (HONG KONG) LIMITED. Has been engaged at 5 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK OF COMMUNICATIONS (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoDEPUTY BRANCH HEAD2018-10-27
BANK OF COMMUNICATIONS (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoDEPUTY BRANCH HEAD2018-10-27

Business Address

Registered InstitutionSFC CE No.Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITEDBJN782UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG

Registration History (5)

2018-10-27 – present Current
RA 1 RA 4
2014-10-28 – 2016-02-23
OCBC WING HANG BANK LIMITED
RA 1
2013-06-05 – 2014-10-02
RA 1 RA 4
2009-04-17 – 2011-07-10
RA 1 RA 4
2006-07-14 – 2007-04-09
RA 1 RA 7