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SHUM, YUK YEE

岑玉如
HKMA AC9995HKMA Relevant IndividualNot currently registered
Official HKMA record

SHUM, YUK YEE (HKMA registration number AC9995) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2015-01-02 – 2019-04-23
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4
2013-01-02 – 2014-05-16
BNP PARIBAS WEALTH MANAGEMENT
RA 1 RA 4
2012-01-30 – 2012-09-03
BANK MORGAN STANLEY AG
RA 1 RA 2
2006-07-06 – 2010-02-12
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC9995