LEE, SIU MING (HKMA registration number AC9473) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at NATIXIS. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| NATIXIS | RA 1 Type 1: dealing in securities | No | HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN | 2022-08-24 |
| NATIXIS | RA 4 Type 4: advising on securities | No | HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN | 2022-08-24 |
| NATIXIS | RA 6 Type 6: advising on corporate finance | No | HEAD OF CORPORATE COVERAGE, HONG KONG & TAIWAN | 2022-08-24 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| NATIXIS | AGJ912 | LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |