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LAI, KING CHI

黎敬之
HKMA AC9104HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LAI, KING CHI (HKMA registration number AC9104) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DEUTSCHE BANK AKTIENGESELLSCHAFT. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 1 Type 1: dealing in securitiesYesHEAD, INVESTMENT BANKING & CAPITAL MARKETS, ASIA PACIFIC AND CHIEF EXECUTIVE OFFICER, HONG KONG SAR2023-09-25
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 6 Type 6: advising on corporate financeYesHEAD, INVESTMENT BANKING & CAPITAL MARKETS, ASIA PACIFIC AND CHIEF EXECUTIVE OFFICER, HONG KONG SAR2023-09-25

Business Address

Registered InstitutionSFC CE No.Address
DEUTSCHE BANK AKTIENGESELLSCHAFTAAK07760/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 24 Sep 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 24 Sep 2024 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.

Registration History (3)

2024-09-24 – present Current
DEUTSCHE BANK AKTIENGESELLSCHAFT Executive Officer
RA 1 RA 6
2023-09-25 – 2024-09-23
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2006-04-19 – 2014-03-25
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC9104