LAI, KING CHI
黎敬之
HKMA AC9104HKMA 有關人士現時已註冊主管人員 (EO)
LAI, KING CHI（HKMA 註冊編號 AC9104）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DEUTSCHE BANK AKTIENGESELLSCHAFT 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| DEUTSCHE BANK AKTIENGESELLSCHAFT | RA 1 Type 1: dealing in securities | 是 | HEAD, INVESTMENT BANKING & CAPITAL MARKETS, ASIA PACIFIC AND CHIEF EXECUTIVE OFFICER, HONG KONG SAR | 2023-09-25 |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | RA 6 Type 6: advising on corporate finance | 是 | HEAD, INVESTMENT BANKING & CAPITAL MARKETS, ASIA PACIFIC AND CHIEF EXECUTIVE OFFICER, HONG KONG SAR | 2023-09-25 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 24 Sep 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 24 Sep 2024 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.
註冊紀錄 Registration History (3)
2024-09-24 – 現時 現職
RA 1 RA 6
2023-09-25 – 2024-09-23
RA 1 RA 6
2006-04-19 – 2014-03-25
RA 1 RA 6