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TAI, WAI LAM

戴慧琳
HKMA AC8938HKMA Relevant IndividualCurrently registered

TAI, WAI LAM (HKMA registration number AC8938) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANQUE PICTET & CIE SA. Has been engaged at 7 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANQUE PICTET & CIE SARA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGEMENT2021-08-01
BANQUE PICTET & CIE SARA 4 Type 4: advising on securitiesNoRELATIONSHIP MANAGEMENT2021-08-01
BANQUE PICTET & CIE SARA 9 Type 9: asset managementNoRELATIONSHIP MANAGEMENT2025-07-01

Business Address

Registered InstitutionSFC CE No.Address
BANQUE PICTET & CIE SABMG8919/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Registration History (8)

2025-07-01 – present Current
RA 9
2021-08-01 – present Current
RA 1 RA 4
2019-11-18 – 2021-07-30
PICTET & CIE (EUROPE) S.A.
RA 1 RA 4
2019-04-19 – 2019-09-25
CREDIT SUISSE AG
RA 1 RA 4
2015-06-29 – 2019-04-04
RA 1 RA 4
2010-11-16 – 2012-08-02
RA 1 RA 4
2007-02-08 – 2008-04-02
CREDIT SUISSE
RA 1 RA 4
2006-04-01 – 2007-01-17
RA 1 RA 4