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LIU, MING YU

廖銘裕
HKMA AC8151HKMA Relevant IndividualCurrently registered

LIU, MING YU (HKMA registration number AC8151) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 5 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesNoSALES, BRANCHES2014-01-08
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 4 Type 4: advising on securitiesNoSALES, BRANCHES2018-06-12

Business Address

Registered InstitutionSFC CE No.Address
CHINA CITIC BANK INTERNATIONAL LIMITEDAAF13861-65, DES VOEUX ROAD CENTRAL, HONG KONG

Registration History (6)

2018-06-12 – present Current
RA 4
2014-01-08 – present Current
RA 1
2011-07-20 – 2013-11-30
RA 1 RA 4
2008-09-04 – 2011-06-04
CITIC BANK INTERNATIONAL LIMITED
RA 1
2008-06-18 – 2008-08-24
RA 1 RA 4 RA 7
2006-01-12 – 2008-04-21
CITIC KA WAH BANK LIMITED
RA 1