ZHAO, XIA (HKMA registration number AC6964) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED | RA 1 Type 1: dealing in securities | Yes | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2016-05-21 |
| CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED | RA 4 Type 4: advising on securities | Yes | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2016-05-21 |
| CHINA CONSTRUCTION BANK CORPORATION | RA 1 Type 1: dealing in securities | Yes | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2020-11-02 |
| CHINA CONSTRUCTION BANK CORPORATION | RA 4 Type 4: advising on securities | Yes | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2020-11-02 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED | AAC155 | 28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG. |
| CHINA CONSTRUCTION BANK CORPORATION | ALG498 | 28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG. |