ZHAO, XIA（HKMA 註冊編號 AC6964）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED 註冊進行受規管活動。歷年曾於 4 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED | RA 1 Type 1: dealing in securities | 是 | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2016-05-21 |
| CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED | RA 4 Type 4: advising on securities | 是 | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2016-05-21 |
| CHINA CONSTRUCTION BANK CORPORATION | RA 1 Type 1: dealing in securities | 是 | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2020-11-02 |
| CHINA CONSTRUCTION BANK CORPORATION | RA 4 Type 4: advising on securities | 是 | DEPUTY GENERAL MANAGER, DEPUTY HEAD OF TREASURY DIVISION | 2020-11-02 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED | AAC155 | 28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG. |
| CHINA CONSTRUCTION BANK CORPORATION | ALG498 | 28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG. |