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JAMES, MARTIN CLIVE

HKMA AC6812HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

JAMES, MARTIN CLIVE (HKMA registration number AC6812) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HSBC BANK PLC. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HSBC BANK PLCRA 1 Type 1: dealing in securitiesYesHEAD OF EXPAT DISTRIBUTION, ASIA PACIFIC2022-04-20
HSBC BANK PLCRA 4 Type 4: advising on securitiesYesHEAD OF EXPAT DISTRIBUTION, ASIA PACIFIC2022-04-20

Business Address

Registered InstitutionSFC CE No.Address
HSBC BANK PLCAFJ824LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HSBC BANK PLC Effective Date 27 Aug 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of HSBC BANK PLC not subject to a similar condition.

Registration History (3)

2022-04-20 – present Current
HSBC BANK PLC Executive Officer
RA 1 RA 4
2006-03-08 – 2009-01-12
HSBC BANK INTERNATIONAL LIMITED Executive Officer
RA 1 RA 4
2005-09-05 – 2006-03-07
HSBC BANK INTERNATIONAL LIMITED
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC6812