JAMES, MARTIN CLIVE

HKMA AC6812HKMA 有關人士現時已註冊主管人員 (EO)

JAMES, MARTIN CLIVE（HKMA 註冊編號 AC6812）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HSBC BANK PLC 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
HSBC BANK PLC	RA 1 Type 1: dealing in securities	是	HEAD OF EXPAT DISTRIBUTION, ASIA PACIFIC	2022-04-20
HSBC BANK PLC	RA 4 Type 4: advising on securities	是	HEAD OF EXPAT DISTRIBUTION, ASIA PACIFIC	2022-04-20

業務地址 Business Address

註冊機構	SFC CE 編號	地址
HSBC BANK PLC	AFJ824	LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution HSBC BANK PLC Effective Date 27 Aug 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of HSBC BANK PLC not subject to a similar condition.

註冊紀錄 Registration History (3)

2022-04-20 – 現時現職

HSBC BANK PLC 主管人員 (EO)

RA 1 RA 4

2006-03-08 – 2009-01-12

HSBC BANK INTERNATIONAL LIMITED 主管人員 (EO)

RA 1 RA 4

2005-09-05 – 2006-03-07

HSBC BANK INTERNATIONAL LIMITED

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AC6812