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HA, PO KWAN

夏寶均
HKMA AC6144HKMA Relevant IndividualNot currently registered
Official HKMA record

HA, PO KWAN (HKMA registration number AC6144) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (9)

2011-02-15 – present Current
FALCON PRIVATE BANK LTD.
RA 1 RA 4
2009-09-01 – present Current
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 9
2012-10-16 – 2018-02-18
CTBC BANK CO., LTD.
RA 1 RA 4
2011-10-25 – 2012-05-21
FALCON PRIVATE BANK LTD.
RA 9
2011-02-19 – 2012-05-21
FALCON PRIVATE BANK LTD.
RA 1 RA 4
2009-11-06 – 2010-10-21
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 9
2009-09-01 – 2010-10-21
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4
2008-08-19 – 2009-08-31
FALCON PRIVATE BANK LTD.
RA 1 RA 4
2005-07-06 – 2008-08-03
CITIBANK, N.A.
RA 1

Public Disciplinary Actions

SFC
Action Date Action Taken Press Release Download Action Date 17 Jun 2024 Action Taken SFC bans Ha Po Kwan for 12 months Press Release Download English Chinese
* Only actions effective within the last five years are shown.

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC6144