CHAN, LAP MAN

陳立民

HKMA AC6035HKMA Relevant IndividualCurrently registeredExecutive Officer

CHAN, LAP MAN (HKMA registration number AC6035) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BNP PARIBAS. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BNP PARIBAS	RA 1 Type 1: dealing in securities	Yes	CO-HEAD OF CORPORATE COVERAGE HONG KONG	2015-12-04
BNP PARIBAS	RA 6 Type 6: advising on corporate finance	Yes	CO-HEAD OF CORPORATE COVERAGE HONG KONG	2015-12-04

Business Address

Registered Institution	SFC CE No.	Address
BNP PARIBAS	AAF564	60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BNP PARIBAS Effective Date 27 May 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (3)

2025-05-27 – present Current

BNP PARIBAS Executive Officer

RA 1 RA 6

2015-12-04 – 2025-05-26

BNP PARIBAS

RA 1 RA 6

2005-06-28 – 2007-07-15

DBS BANK LTD.

RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC6035