LIE, NA

李娜

HKMA AC6019HKMA Relevant IndividualCurrently registeredExecutive Officer

LIE, NA (HKMA registration number AC6019) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INTESA SANPAOLO SPA. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
INTESA SANPAOLO SPA	RA 1 Type 1: dealing in securities	Yes	HEAD OF CORPORATE SALES	2016-08-31
INTESA SANPAOLO SPA	RA 4 Type 4: advising on securities	Yes	HEAD OF CORPORATE SALES	2016-08-31
INTESA SANPAOLO SPA	RA 6 Type 6: advising on corporate finance	Yes	HEAD OF CORPORATE SALES	2016-08-31

Business Address

Registered Institution	SFC CE No.	Address
INTESA SANPAOLO SPA	AFR926	UNITS 8102-05 & 8106A, LEVEL 81, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution INTESA SANPAOLO SPA Effective Date 19 Oct 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (6)

2023-10-19 – present Current

INTESA SANPAOLO SPA Executive Officer

RA 6

2019-10-04 – present Current

INTESA SANPAOLO SPA Executive Officer

RA 1 RA 4

2016-08-31 – 2023-10-18

INTESA SANPAOLO SPA

RA 6

2016-08-31 – 2019-10-03

INTESA SANPAOLO SPA

RA 1 RA 4

2006-05-23 – 2012-09-04

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 1

2005-06-24 – 2006-04-10

ABN AMRO BANK N.V.

RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC6019