LIE, NA
李娜
HKMA AC6019HKMA 有關人士現時已註冊主管人員 (EO)
LIE, NA（HKMA 註冊編號 AC6019）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 INTESA SANPAOLO SPA 註冊進行受規管活動。歷年曾於 3 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| INTESA SANPAOLO SPA | RA 1 Type 1: dealing in securities | 是 | HEAD OF CORPORATE SALES | 2016-08-31 |
| INTESA SANPAOLO SPA | RA 4 Type 4: advising on securities | 是 | HEAD OF CORPORATE SALES | 2016-08-31 |
| INTESA SANPAOLO SPA | RA 6 Type 6: advising on corporate finance | 是 | HEAD OF CORPORATE SALES | 2016-08-31 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| INTESA SANPAOLO SPA | AFR926 | UNITS 8102-05 & 8106A, LEVEL 81, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution INTESA SANPAOLO SPA Effective Date 19 Oct 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
註冊紀錄 Registration History (6)
2019-10-04 – 現時 現職
RA 1 RA 4
2016-08-31 – 2023-10-18
RA 6
2016-08-31 – 2019-10-03
RA 1 RA 4
2006-05-23 – 2012-09-04
RA 1
2005-06-24 – 2006-04-10
ABN AMRO BANK N.V.
RA 1