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AU, ON KIT JASON

歐安傑
HKMA AC5836HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

AU, ON KIT JASON (HKMA registration number AC5836) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at OVERSEA-CHINESE BANKING CORPORATION LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 1 Type 1: dealing in securitiesYesHEAD, GLOBAL INVESTMENT BANKING, GREATER CHINA2021-09-14
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 4 Type 4: advising on securitiesYesHEAD, GLOBAL INVESTMENT BANKING, GREATER CHINA2021-09-14
OVERSEA-CHINESE BANKING CORPORATION LIMITEDRA 6 Type 6: advising on corporate financeYesHEAD, GLOBAL INVESTMENT BANKING, GREATER CHINA2021-09-14

Business Address

Registered InstitutionSFC CE No.Address
OVERSEA-CHINESE BANKING CORPORATION LIMITEDAAD4999/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 14 Mar 2022 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.

Registration History (5)

2022-03-14 – present Current
OVERSEA-CHINESE BANKING CORPORATION LIMITED Executive Officer
RA 1 RA 4 RA 6
2021-09-14 – 2022-03-13
OVERSEA-CHINESE BANKING CORPORATION LIMITED
RA 1 RA 4 RA 6
2020-04-15 – 2021-05-26
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4 RA 6
2007-04-17 – 2016-05-16
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer
RA 1 RA 4 RA 6
2007-03-03 – 2007-04-16
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC5836