AU, ON KIT JASON

歐安傑

HKMA AC5836HKMA 有關人士現時已註冊主管人員 (EO)

AU, ON KIT JASON（HKMA 註冊編號 AC5836）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 OVERSEA-CHINESE BANKING CORPORATION LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
OVERSEA-CHINESE BANKING CORPORATION LIMITED	RA 1 Type 1: dealing in securities	是	HEAD, GLOBAL INVESTMENT BANKING, GREATER CHINA	2021-09-14
OVERSEA-CHINESE BANKING CORPORATION LIMITED	RA 4 Type 4: advising on securities	是	HEAD, GLOBAL INVESTMENT BANKING, GREATER CHINA	2021-09-14
OVERSEA-CHINESE BANKING CORPORATION LIMITED	RA 6 Type 6: advising on corporate finance	是	HEAD, GLOBAL INVESTMENT BANKING, GREATER CHINA	2021-09-14

業務地址 Business Address

註冊機構	SFC CE 編號	地址
OVERSEA-CHINESE BANKING CORPORATION LIMITED	AAD499	9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution OVERSEA-CHINESE BANKING CORPORATION LIMITED Effective Date 14 Mar 2022 --> Description --> For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.

註冊紀錄 Registration History (5)

2022-03-14 – 現時現職

OVERSEA-CHINESE BANKING CORPORATION LIMITED 主管人員 (EO)

RA 1 RA 4 RA 6

2021-09-14 – 2022-03-13

OVERSEA-CHINESE BANKING CORPORATION LIMITED

RA 1 RA 4 RA 6

2020-04-15 – 2021-05-26

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

RA 1 RA 4 RA 6

2007-04-17 – 2016-05-16

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 主管人員 (EO)

RA 1 RA 4 RA 6

2007-03-03 – 2007-04-16

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

RA 1 RA 4 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AC5836