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KWOK, WING YAN

郭穎恩
HKMA AC5204HKMA Relevant IndividualCurrently registered

KWOK, WING YAN (HKMA registration number AC5204) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at MALAYAN BANKING BERHAD. Has been engaged at 5 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
MALAYAN BANKING BERHADRA 1 Type 1: dealing in securitiesNoPRIVATE WEALTH2017-08-30
MALAYAN BANKING BERHADRA 4 Type 4: advising on securitiesNoPRIVATE WEALTH2017-08-30

Business Address

Registered InstitutionSFC CE No.Address
MALAYAN BANKING BERHADAAP09529/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG

Registration History (5)

2017-08-30 – present Current
RA 1 RA 4
2016-07-20 – 2017-08-18
OCBC WING HANG BANK LIMITED
RA 1
2014-07-18 – 2016-06-30
RA 1 RA 4
2011-01-12 – 2014-05-22
RA 1