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WONG, PAK KIN

黃柏堅
HKMA AC5170HKMA Relevant IndividualCurrently registeredExecutive Officer

WONG, PAK KIN (HKMA registration number AC5170) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 1 Type 1: dealing in securitiesYesHEAD OF MARKETS HONG KONG & NORTH ASIA2021-03-01
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 4 Type 4: advising on securitiesYesHEAD OF MARKETS HONG KONG & NORTH ASIA2021-08-26
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDRA 6 Type 6: advising on corporate financeNoHEAD OF MARKETS HONG KONG & NORTH ASIA2021-08-26

Business Address

Registered InstitutionSFC CE No.Address
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITEDAAL48320/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.

Registration History (8)

2022-01-18 – present Current
RA 1 RA 4
2021-08-26 – present Current
RA 6
2014-08-01 – 2018-06-20
RA 1 RA 4
2008-07-24 – 2008-10-31
RA 1
2005-03-31 – 2007-12-23
RA 4
2005-03-30 – 2007-12-23
RA 1