Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU, PUI SHAN JENNIFER

劉佩珊
HKMA AA1618HKMA Relevant IndividualCurrently registered

LAU, PUI SHAN JENNIFER (HKMA registration number AA1618) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK JULIUS BAER & CO. LTD.. Has been engaged at 5 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK JULIUS BAER & CO. LTD.RA 1 Type 1: dealing in securitiesNoEXECUTIVE DIRECTOR2014-04-24
BANK JULIUS BAER & CO. LTD.RA 4 Type 4: advising on securitiesNoEXECUTIVE DIRECTOR2014-04-24

Business Address

Registered InstitutionSFC CE No.Address
BANK JULIUS BAER & CO. LTD.AUR30239/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Registration History (7)

2014-04-24 – present Current
RA 1 RA 4
2010-04-01 – 2014-04-09
ABN AMRO BANK N.V.
RA 1 RA 4 RA 9
2010-03-24 – 2010-03-29
ABN AMRO BANK N.V.
RA 1 RA 4 RA 9
2009-02-14 – 2010-03-31
ROYAL BANK OF SCOTLAND N.V. (THE)
RA 4
2005-07-04 – 2010-03-31
ROYAL BANK OF SCOTLAND N.V. (THE)
RA 1 RA 9
2005-07-01 – 2005-07-07
RA 1 RA 4
2003-04-01 – 2005-07-06
RA 1 RA 4