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LO, WING ON

盧頴安
HKMA AA1532HKMA Relevant IndividualCurrently registered

LO, WING ON (HKMA registration number AA1532) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesNoINVESTMENT ADVISORY2014-05-23
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 4 Type 4: advising on securitiesNoINVESTMENT ADVISORY2018-06-08

Business Address

Registered InstitutionSFC CE No.Address
CHINA CITIC BANK INTERNATIONAL LIMITEDAAF13861-65, DES VOEUX ROAD CENTRAL, HONG KONG

Registration History (5)

2018-06-08 – present Current
RA 4
2014-05-23 – present Current
RA 1
2007-04-12 – 2014-04-23
RA 1 RA 4
2005-07-01 – 2007-03-28
RA 1 RA 4
2003-04-01 – 2005-07-06
RA 1 RA 4