Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Penjing Asset Management (Asia) Limited

CE BOP203Licensed Corporation
Date of licence (SFO)
2020-01-08
Register as of
2026-07-23
Last indexed
2026-07-23 15:05 UTC

Penjing Asset Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number BOP203). First licensed on 2020-01-08. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2020-01-08
RA 4Advising on Securities就證券提供意見2020-01-08
RA 9Asset Management提供資產管理2020-01-08

Responsible Officers (3)

CE No.NameChinese
AGC290WU Shang Yen, Ronnie伍尚仁
ARD249CHAN Tsz Leung陳子良
BGU344CHAU Yu Cheung鄒宇翔

Representatives (7)

CE No.NameChinese
AAA062VAN Tak Sun, Winston萬德生
BEZ855LAU Hon Gay劉漢畿
BGU344CHAU Yu Cheung鄒宇翔
BSQ997CHAN Chun Hang陳俊恒
BVJ993CHEN Caiyue陳彩玥
BVZ490LAW Ping Yin Derek Thomas羅秉彥
BWH643LAU Tin Yat劉天日