Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Tin Yat

劉天日
CE BWH643Licensed IndividualSFO licence active

LAU Tin Yat (CE number BWH643) is an individual licensed by the Hong Kong SFC. First licensed on 2025-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePenjing Asset Management (Asia) Limited

Licence Record (1)

2025-10-08 – present Current