LEVY DUVERNAY, ANN MIRJAM
HKMA AJ6042HKMA 有關人士現時已註冊主管人員 (EO)
LEVY DUVERNAY, ANN MIRJAM（HKMA 註冊編號 AJ6042）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANQUE PICTET & CIE SA 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| BANQUE PICTET & CIE SA | RA 1 Type 1: dealing in securities | 是 | CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM | 2025-01-02 |
| BANQUE PICTET & CIE SA | RA 4 Type 4: advising on securities | 是 | CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM | 2025-01-02 |
| BANQUE PICTET & CIE SA | RA 9 Type 9: asset management | 是 | CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM | 2025-01-02 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BANQUE PICTET & CIE SA Effective Date 12 Feb 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution BANQUE PICTET & CIE SA Effective Date 12 Feb 2025 --> Description --> For Types 1, 4 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANQUE PICTET & CIE SA not subject to a similar condition.
註冊紀錄 Registration History (2)
2025-02-12 – 現時 現職
RA 1 RA 4 RA 9
2025-01-02 – 2025-02-11
RA 1 RA 4 RA 9