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LEVY DUVERNAY, ANN MIRJAM

HKMA AJ6042HKMA Relevant IndividualCurrently registeredExecutive Officer

LEVY DUVERNAY, ANN MIRJAM (HKMA registration number AJ6042) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANQUE PICTET & CIE SA. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANQUE PICTET & CIE SARA 1 Type 1: dealing in securitiesYesCHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM2025-01-02
BANQUE PICTET & CIE SARA 4 Type 4: advising on securitiesYesCHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM2025-01-02
BANQUE PICTET & CIE SARA 9 Type 9: asset managementYesCHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM2025-01-02

Business Address

Registered InstitutionSFC CE No.Address
BANQUE PICTET & CIE SABMG8919/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution BANQUE PICTET & CIE SA Effective Date 12 Feb 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution BANQUE PICTET & CIE SA Effective Date 12 Feb 2025 --> Description --> For Types 1, 4 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANQUE PICTET & CIE SA not subject to a similar condition.

Registration History (2)

2025-02-12 – present Current
BANQUE PICTET & CIE SA Executive Officer
RA 1 RA 4 RA 9
2025-01-02 – 2025-02-11
RA 1 RA 4 RA 9