LIM, SU MING
HKMA AJ5641HKMA 有關人士現時已註冊
LIM, SU MING（HKMA 註冊編號 AJ5641）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 SOCIETE GENERALE 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| SOCIETE GENERALE | RA 1 Type 1: dealing in securities | 否 | HEAD OF ADVISORY & FINANCING GROUP, ASIA PACIFIC | 2024-10-23 |
| SOCIETE GENERALE | RA 4 Type 4: advising on securities | 否 | HEAD OF ADVISORY & FINANCING GROUP, ASIA PACIFIC | 2024-10-23 |
| SOCIETE GENERALE | RA 6 Type 6: advising on corporate finance | 否 | HEAD OF ADVISORY & FINANCING GROUP, ASIA PACIFIC | 2024-10-23 |
註冊紀錄 Registration History (1)
2024-10-23 – 現時 現職
RA 1 RA 4 RA 6