LIM, SU MING (HKMA registration number AJ5641) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SOCIETE GENERALE. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| SOCIETE GENERALE | RA 1 Type 1: dealing in securities | No | HEAD OF ADVISORY & FINANCING GROUP, ASIA PACIFIC | 2024-10-23 |
| SOCIETE GENERALE | RA 4 Type 4: advising on securities | No | HEAD OF ADVISORY & FINANCING GROUP, ASIA PACIFIC | 2024-10-23 |
| SOCIETE GENERALE | RA 6 Type 6: advising on corporate finance | No | HEAD OF ADVISORY & FINANCING GROUP, ASIA PACIFIC | 2024-10-23 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| SOCIETE GENERALE | AAL252 | LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG. |