KOFMAN, MICHAËL JÉRÔME

HKMA AJ5286HKMA 有關人士現時已註冊主管人員 (EO)

KOFMAN, MICHAËL JÉRÔME（HKMA 註冊編號 AJ5286）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CA INDOSUEZ (SWITZERLAND) SA 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
CA INDOSUEZ (SWITZERLAND) SA	RA 1 Type 1: dealing in securities	是	CHIEF EXECUTIVE	2024-09-06
CA INDOSUEZ (SWITZERLAND) SA	RA 4 Type 4: advising on securities	是	CHIEF EXECUTIVE	2024-09-06
CA INDOSUEZ (SWITZERLAND) SA	RA 9 Type 9: asset management	是	CHIEF EXECUTIVE	2024-09-06

業務地址 Business Address

註冊機構	SFC CE 編號	地址
CA INDOSUEZ (SWITZERLAND) SA	AGM683	SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution CA INDOSUEZ (SWITZERLAND) SA Effective Date 11 Dec 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution CA INDOSUEZ (SWITZERLAND) SA Effective Date 11 Dec 2024 --> Description --> For Types 1, 4 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of CA INDOSUEZ (SWITZERLAND) SA not subject to a similar condition.

註冊紀錄 Registration History (2)

2024-12-11 – 現時現職

CA INDOSUEZ (SWITZERLAND) SA 主管人員 (EO)

RA 1 RA 4 RA 9

2024-09-06 – 2024-12-10

CA INDOSUEZ (SWITZERLAND) SA

RA 1 RA 4 RA 9

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AJ5286