KOFMAN, MICHAËL JÉRÔME

HKMA AJ5286HKMA Relevant IndividualCurrently registeredExecutive Officer

KOFMAN, MICHAËL JÉRÔME (HKMA registration number AJ5286) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
CA INDOSUEZ (SWITZERLAND) SA	RA 1 Type 1: dealing in securities	Yes	CHIEF EXECUTIVE	2024-09-06
CA INDOSUEZ (SWITZERLAND) SA	RA 4 Type 4: advising on securities	Yes	CHIEF EXECUTIVE	2024-09-06
CA INDOSUEZ (SWITZERLAND) SA	RA 9 Type 9: asset management	Yes	CHIEF EXECUTIVE	2024-09-06

Business Address

Registered Institution	SFC CE No.	Address
CA INDOSUEZ (SWITZERLAND) SA	AGM683	SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CA INDOSUEZ (SWITZERLAND) SA Effective Date 11 Dec 2024 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution CA INDOSUEZ (SWITZERLAND) SA Effective Date 11 Dec 2024 --> Description --> For Types 1, 4 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of CA INDOSUEZ (SWITZERLAND) SA not subject to a similar condition.

Registration History (2)

2024-12-11 – present Current

CA INDOSUEZ (SWITZERLAND) SA Executive Officer

RA 1 RA 4 RA 9

2024-09-06 – 2024-12-10

CA INDOSUEZ (SWITZERLAND) SA

RA 1 RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AJ5286