MAN, HOI SHU
文凱舒
HKMA AJ4775HKMA 有關人士現時已註冊主管人員 (EO)
MAN, HOI SHU（HKMA 註冊編號 AJ4775）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 MOX BANK LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| MOX BANK LIMITED | RA 1 Type 1: dealing in securities | 是 | LEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL | 2024-06-28 |
| MOX BANK LIMITED | RA 4 Type 4: advising on securities | 是 | LEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL | 2025-06-27 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution MOX BANK LIMITED Effective Date 19 Sep 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition. 2 Registered Institution MOX BANK LIMITED Effective Date 24 Mar 2026 --> Description --> For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
註冊紀錄 Registration History (4)
2025-06-27 – 2026-03-23
RA 4
2024-06-28 – 2025-09-18
RA 1