Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

MAN, HOI SHU

文凱舒
HKMA AJ4775HKMA Relevant IndividualCurrently registeredExecutive Officer

MAN, HOI SHU (HKMA registration number AJ4775) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at MOX BANK LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
MOX BANK LIMITEDRA 1 Type 1: dealing in securitiesYesLEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL2024-06-28
MOX BANK LIMITEDRA 4 Type 4: advising on securitiesYesLEAD, INVESTMENT PRODUCT GOVERNANCE/CONTROL2025-06-27

Business Address

Registered InstitutionSFC CE No.Address
MOX BANK LIMITEDBNO80839/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution MOX BANK LIMITED Effective Date 19 Sep 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition. 2 Registered Institution MOX BANK LIMITED Effective Date 24 Mar 2026 --> Description --> For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.

Registration History (4)

2026-03-24 – present Current
MOX BANK LIMITED Executive Officer
RA 4
2025-09-19 – present Current
MOX BANK LIMITED Executive Officer
RA 1
2025-06-27 – 2026-03-23
RA 4
2024-06-28 – 2025-09-18
RA 1