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NG, WING YEE WINNIE

吳詠儀
HKMA AJ3193HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

NG, WING YEE WINNIE(HKMA 註冊編號 AJ3193)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesHEAD OF WEALTH AND PREMIER SOLUTIONS HONG KONG2023-09-23
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesHEAD OF WEALTH AND PREMIER SOLUTIONS HONG KONG2023-09-23

業務地址 Business Address

註冊機構SFC CE 編號地址
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 26 May 2026 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) not subject to a similar condition.

註冊紀錄 Registration History (2)

2026-05-26 – 現時 現職
RA 1 RA 4