NG, WING YEE WINNIE

吳詠儀

HKMA AJ3193HKMA Relevant IndividualCurrently registeredExecutive Officer

NG, WING YEE WINNIE (HKMA registration number AJ3193) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 1 Type 1: dealing in securities	Yes	HEAD OF WEALTH AND PREMIER SOLUTIONS HONG KONG	2023-09-23
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	RA 4 Type 4: advising on securities	Yes	HEAD OF WEALTH AND PREMIER SOLUTIONS HONG KONG	2023-09-23

Business Address

Registered Institution	SFC CE No.	Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)	AAA523	1 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Effective Date 26 May 2026 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) not subject to a similar condition.

Registration History (2)

2026-05-26 – present Current

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) Executive Officer

RA 1 RA 4

2023-09-23 – 2026-05-25

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AJ3193