SOHN, JAEYEON

孫在延

HKMA AJ3135HKMA 有關人士現時已註冊主管人員 (EO)

SOHN, JAEYEON（HKMA 註冊編號 AJ3135）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 WOORI GLOBAL MARKETS ASIA LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
WOORI GLOBAL MARKETS ASIA LIMITED	RA 1 Type 1: dealing in securities	是	DIRECTOR, CORPORATE FINANCE	2023-09-16
WOORI GLOBAL MARKETS ASIA LIMITED	RA 4 Type 4: advising on securities	是	DIRECTOR, CORPORATE FINANCE	2023-09-16

業務地址 Business Address

註冊機構	SFC CE 編號	地址
WOORI GLOBAL MARKETS ASIA LIMITED	AOE788	ROOMS 1907-1909, 19/F, GLOUCESTER TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution WOORI GLOBAL MARKETS ASIA LIMITED Effective Date 27 May 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of Woori Global Markets Asia Limited not subject to a similar condition.

註冊紀錄 Registration History (2)

2024-05-27 – 現時現職

WOORI GLOBAL MARKETS ASIA LIMITED 主管人員 (EO)

RA 1 RA 4

2023-09-16 – 2024-05-26

WOORI GLOBAL MARKETS ASIA LIMITED

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AJ3135