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SOHN, JAEYEON

孫在延
HKMA AJ3135HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

SOHN, JAEYEON (HKMA registration number AJ3135) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at WOORI GLOBAL MARKETS ASIA LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
WOORI GLOBAL MARKETS ASIA LIMITEDRA 1 Type 1: dealing in securitiesYesDIRECTOR, CORPORATE FINANCE2023-09-16
WOORI GLOBAL MARKETS ASIA LIMITEDRA 4 Type 4: advising on securitiesYesDIRECTOR, CORPORATE FINANCE2023-09-16

Business Address

Registered InstitutionSFC CE No.Address
WOORI GLOBAL MARKETS ASIA LIMITEDAOE788ROOMS 1907-1909, 19/F, GLOUCESTER TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution WOORI GLOBAL MARKETS ASIA LIMITED Effective Date 27 May 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of Woori Global Markets Asia Limited not subject to a similar condition.

Registration History (2)

2024-05-27 – present Current
WOORI GLOBAL MARKETS ASIA LIMITED Executive Officer
RA 1 RA 4
2023-09-16 – 2024-05-26
WOORI GLOBAL MARKETS ASIA LIMITED
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AJ3135