YIU, HOI LING
姚凱翎
HKMA AI8527HKMA 有關人士現時已註冊主管人員 (EO)
YIU, HOI LING(HKMA 註冊編號 AI8527)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 MOX BANK LIMITED 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| MOX BANK LIMITED | RA 1 Type 1: dealing in securities | 是 | SENIOR PRODUCT OWNER - INVESTMENT | 2023-11-21 |
| MOX BANK LIMITED | RA 4 Type 4: advising on securities | 否 | SENIOR PRODUCT OWNER - INVESTMENT | 2025-12-19 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution MOX BANK LIMITED Effective Date 12 Jun 2026 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition. 2 Registered Institution MOX BANK LIMITED Effective Date 12 Jun 2026 --> Description --> For Type 1 regulated activity, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activity (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
註冊紀錄 Registration History (4)
2023-11-21 – 2026-06-11
RA 1
2022-01-05 – 2023-07-17
RA 1 RA 4 RA 7