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YIU, HOI LING

姚凱翎
HKMA AI8527HKMA Relevant IndividualCurrently registeredExecutive Officer

YIU, HOI LING (HKMA registration number AI8527) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at MOX BANK LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
MOX BANK LIMITEDRA 1 Type 1: dealing in securitiesYesSENIOR PRODUCT OWNER - INVESTMENT2023-11-21
MOX BANK LIMITEDRA 4 Type 4: advising on securitiesNoSENIOR PRODUCT OWNER - INVESTMENT2025-12-19

Business Address

Registered InstitutionSFC CE No.Address
MOX BANK LIMITEDBNO80839/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution MOX BANK LIMITED Effective Date 12 Jun 2026 --> Description --> For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition. 2 Registered Institution MOX BANK LIMITED Effective Date 12 Jun 2026 --> Description --> For Type 1 regulated activity, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activity (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).

Registration History (4)

2026-06-12 – present Current
MOX BANK LIMITED Executive Officer
RA 1
2025-12-19 – present Current
RA 4
2023-11-21 – 2026-06-11
RA 1
2022-01-05 – 2023-07-17
RA 1 RA 4 RA 7