FRITSCHI, JUERG CHRISTOPH
HKMA AI5653HKMA 有關人士現時已註冊主管人員 (EO)
FRITSCHI, JUERG CHRISTOPH（HKMA 註冊編號 AI5653）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 TORONTO-DOMINION BANK 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| TORONTO-DOMINION BANK | RA 1 Type 1: dealing in securities | 是 | MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT | 2020-12-21 |
| TORONTO-DOMINION BANK | RA 4 Type 4: advising on securities | 是 | MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT | 2020-12-21 |
| TORONTO-DOMINION BANK | RA 9 Type 9: asset management | 是 | MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT | 2021-05-25 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution TORONTO-DOMINION BANK Effective Date 25 May 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution TORONTO-DOMINION BANK Effective Date 25 May 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of TORONTO-DOMINION BANK not subject to a similar condition.
註冊紀錄 Registration History (2)
2020-12-21 – 現時 現職
RA 1 RA 4