FRITSCHI, JUERG CHRISTOPH

HKMA AI5653HKMA Relevant IndividualCurrently registeredExecutive Officer

FRITSCHI, JUERG CHRISTOPH (HKMA registration number AI5653) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at TORONTO-DOMINION BANK. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
TORONTO-DOMINION BANK	RA 1 Type 1: dealing in securities	Yes	MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT	2020-12-21
TORONTO-DOMINION BANK	RA 4 Type 4: advising on securities	Yes	MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT	2020-12-21
TORONTO-DOMINION BANK	RA 9 Type 9: asset management	Yes	MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT	2021-05-25

Business Address

Registered Institution	SFC CE No.	Address
TORONTO-DOMINION BANK	AAO318	SUITE 1211, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution TORONTO-DOMINION BANK Effective Date 25 May 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution TORONTO-DOMINION BANK Effective Date 25 May 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of TORONTO-DOMINION BANK not subject to a similar condition.

Registration History (2)

2021-05-25 – present Current

TORONTO-DOMINION BANK Executive Officer

RA 9

2020-12-21 – present Current

TORONTO-DOMINION BANK Executive Officer

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI5653