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PAILHOLE, SEBASTIEN ABEL RAYMOND

HKMA AI5143HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

PAILHOLE, SEBASTIEN ABEL RAYMOND（HKMA 註冊編號 AI5143）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 1 Type 1: dealing in securities是HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC2020-09-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 4 Type 4: advising on securities是HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC2020-09-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 6 Type 6: advising on corporate finance是HEAD OF GLOBAL INVESTMENT BANKING, ASIA PACIFIC2020-09-25

業務地址 Business Address

註冊機構SFC CE 編號地址
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKAAK81626/F, 27/F, 28/F & 30/F, TWO PACIFIC PLACE, 88 QUEENSWAY, ADMIRALTY, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 14 Mar 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 14 Mar 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (2)

2022-03-14 – 現時 現職
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 主管人員 (EO)
RA 1 RA 4 RA 6
2020-09-25 – 2022-03-13
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
RA 1 RA 4 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AI5143